SERVICES

We provide relevant, timely and concise advice to help you maintain compliance consulting while meeting business goals.

Start a RIA

From inception to launch, we stay by your side.

Manage Compliance

Helping you elevate the burden of paperwork so you can grow your business.

Stay Focused

Our in-depth understanding and experience in fund management provides us a competitive advantage.

Beyond Compliance

We have decades real world business experience. Find out how we can go beyond pure compliance to help your business. 

Ready, Set, Exam

If you're not sure how ready you are for an SEC Exam, when your last required annual review was, or you don't know how your compliance program stacks up...

Make it Right

Since we have attorneys on staff, we offer a variety of legal services.

Contact us:

Mailing Address

660 Newtown Yardley Road
Suite 105
Newtown, PA 18940

 

Phone: (646) 395-3900

Email: info@swayzellc.com

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© 2020 Swayze LLC